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Placement Agent Bill Clears House Panel

WEKU | By Kevin Wheatley, State Journal

Published February 10, 2012 at 12:19 PM EST

A bill that would make placement agents –financial middlemen who help locate investors for investment funds – register as lobbyists has unanimously cleared a House panel. The U.S. Securities and Exchange Commission is conducting an informal inquiry on the use of placement agents in investments by the Kentucky Retirement Systems.

Kevin Wheatley, State Journal

See stories by Kevin Wheatley, State Journal

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